Browse 4 verified fee-only fiduciary financial advisors in New York. All advisors have earned the Orange Check badge.
New York has the largest and most complex financial planning market in the country — from Wall Street's institutional asset managers to independent fee-only RIAs in Midtown and the outer boroughs, upstate city advisors serving healthcare and university communities, and suburban practices in Westchester and Long Island serving high earners who commute into the city. Every advisor verified by Fiduciary Check in New York has been confirmed against SEC IAPD and FINRA records with no material disciplinary history.
The New York State Attorney General's Investor Protection Bureau oversees investment advisers under the Martin Act. Given New York's market size, the vast majority of RIA firms with a New York presence register at the SEC level. New York also has an active investor protection record through its attorney general's office.
New York City: Manhattan's financial planning market includes every type of advisory firm — large wirehouses, bank trust departments, multi-family offices, and independent fee-only RIAs in every neighborhood from the Financial District to the Upper West Side and Brooklyn. The density of the market means consumers have strong choice but must verify credentials carefully, as the title "financial advisor" is unregulated and used by everyone from FINRA brokers to investment advisers.
Westchester and Long Island: White Plains, Garden City, and the commuter suburbs have a mature independent planning market serving high-income professionals who work in the city. Planning needs frequently include New York City income tax management, concentrated equity positions, and the financial implications of private school tuition alongside retirement savings.
Upstate New York: Buffalo, Rochester, Syracuse, and Albany each have established RIA practices serving university, healthcare, and government professionals. Upstate advisors typically offer more accessible fee structures than their Manhattan counterparts and serve a broader income range.
Showing 1 - 4 of 4 advisors in New York
