Since 2021 the SEC has allowed you to use client testimonials. It also requires disclosure on each one, oversight of what goes out, and records you can produce on request. Most firms skip testimonials entirely rather than build that. This is the console that builds it for you.
$40 per advisor seat, per month. Less at volume.
A review does not move forward because a model said it was fine. It moves forward because someone at your firm decided it should, and the console can prove when.
The client submits, then confirms from their own inbox. An unverified submission never reaches your queue, so the record shows a real person behind every review.
The named advisor confirms the person was a client, or declines. A declined review stops here and stays in the log.
The review is read against seven Marketing Rule categories. Each finding comes back as a quoted span, a rule citation, a severity, and a plain explanation.
A person at your firm approves, rejects, or redacts. Nothing publishes on the screener's say-so. The decision, the actor, and the timestamp are all recorded.
Approved or not, the review and every event attached to it are retained with a hash chain you can hand to an examiner.
Seven categories, each tied to the rule it comes from. A finding is never just a flag: you get the exact quoted span, the citation, a severity of low, medium, or high, and an explanation you can put in front of your compliance officer.
This is a first pass, not a sign-off. The screener narrows what a person has to read closely. Approval always rests with someone at your firm, and the log records who that was.
Twenty-three kinds of event are written to an append-only log: submissions, verifications, screenings, decisions, redactions, exports, and every settings change. Reading the forensics is itself logged.
A zip with a cover sheet, every review with its disclosures and timestamps, the full audit chain with hashes, the screening reports, and a manifest carrying the SHA-256 of each file.
Set your display name, upload your logo, and pick your color. Every page a client lands on and every email they receive carries your firm, not ours. Replies route to your compliance address.
Every branded page and email carries:
Verified and archived by FiduciaryCheck
That line is the product. A testimonial your own firm collected, screened, and published is a testimonial your firm vouches for alone. This one says an independent party held the record and can produce it. Removing the attestation would remove the reason it carries weight, so it is not an option we sell.
Reviews stay hosted with us. There is no separate domain to configure or maintain.
Seats are counted by the advisors you collect reviews for, not by how many people log in. Compliance officers and administrators do not consume a seat. Annual billing is ten months, so two are free.
Each band applies to the seats inside it, so adding a seat never reprices the ones below it. Set your seat count below to see the invoice.
Compliance officers and administrators do not use a seat.
or $3,750 a year, which is ten months, so two are free.
| Band | Seats | Each | Subtotal |
|---|---|---|---|
| First 5 seats | 5 | $40 | $200 |
| Seats 6 to 20 | 5 | $35 | $175 |
| Seats 21 and up | 0 | $30 | $0 |
| Total | 10 | $375 |
Each band applies only to the seats inside it, so adding a seat never reprices the ones below it. Rates run $40, $35, $30 per seat per month as your firm grows.
The console is included with Plus and Studio memberships, and with Plus firm plans, at no additional charge and with no seat purchase. Basic memberships do not include it. Sign in and open Compliance from your account.
Fiduciary Check provides review collection, screening, and recordkeeping tooling. It does not provide legal or compliance advice, and the automated screener does not substitute for your firm's own review under SEC Rule 206(4)-1. Your compliance officer decides what is published.